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Ex Parte Meeting for Proposed Rule 76 FR 29818

  • Title:
    Meeting with LSTA/LMA

    Ex Parte No: 212
    Date: 5/26/2011

    Meeting Date:

    Thursday, May 26, 2011

    CFTC Staff:

    Terry Arbit
    David Aron
    Chris Cummings
    Mark Fajfar
    Julian Hammar
    Stephen Kane
    Somi Seong
    Rose Troia


    The Loan Syndications and Trading Association (LSTA)
    Loan Market Association (LMA)
    Goldman Sachs International (Goldman Sachs)
    Richards Kibbe & Orbe (Richards Kibbe)

    External Attendees:

    Elliot Ganz (LSTA)
    Tess Felfe (LSTA)
    Meredith Coffey (LSTA)
    Justin Conway (LMA/Goldman Sachs)
    Jen Grady (Richards Kibbe)
    Yoon-Young Lee (WilmerHale)

    Additional Information:

    Participants discussed the SEC/CFTC's proposed guidance with respect to loan participations (LPs).  Participants also discussed the distinctions between LPs and loan total return swaps.

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