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06/30/202388 FR 2293488 FR 22934WilliamThumSIFMA Asset Management Group
07/03/2023Request for Comment on the Impact of Affiliations of Certain CFTC-Regulated EntitiesRequest for Comment on the Impact of Affiliations of Certain CFTC-Regulated EntitiesAnonymousStill anonymousNot relevant
07/06/202323-0123-01JonathanZubkoffSelf-Employed
07/07/202388 FR 4078988 FR 40789ShelbyTate 
07/11/202388 FR 4582688 FR 45826Ex ParteCommunicationADM Investor Services (ADMIS)
07/11/202388 FR 4582688 FR 45826Ex ParteCommunicationABN Amro Clearing USA LLC (AAC-USA)
07/12/202388 FR 4896888 FR 48968Ex ParteCommunicationFutures Industry Association (FIA)
07/12/202388 FR 4582688 FR 45826Ex ParteCommunicationThe Northern Trust Company 
07/12/202388 FR 4582688 FR 45826Ex ParteCommunication

Charles Schwab & Co. (CSC)

Charles Schwab Futures & Forex LLC (CSFF)
07/13/202388 FR 4078988 FR 40789NormCleland