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05/04/201277 FR 1134577 FR 11345KyleGilsterHusch Blackwell
05/04/201277 FR 1546077 FR 15460ChrisBarnard 
05/04/201277 FR 1345077 FR 13450JoanHinchmanNational Society of Compliance Professionals (NSCP)
05/07/201275 FR 8057275 FR 80572Ex ParteCommunicationICAP
05/07/201277 FR 1546077 FR 15460Ex ParteCommunicationPierpont Securities LLC


Pierpoint Derivatives LLC
05/07/201275 FR 8074775 FR 80747Ex ParteCommunicationJohn Deere Financial, CAT Financial, Honda Financial Services, Toyota Financial Services
05/07/201276 FR 121476 FR 1214Ex ParteCommunicationMarketAxess
05/07/201277 FR 1345077 FR 13450KarenBarrInvestment Adviser Association
05/07/201276 FR 121476 FR 1214Ex ParteCommunicationBloomberg
05/07/201212-00612-006JohnNafeh