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Comments for Proposed Rule 76 FR 1214

Proposed Rule  76 FR 1214  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

 

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Open Date: 1/7/2011
Closing Date: 3/8/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

78 FR 33476 ,  6/4/2013  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

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 241 items in 25 pages
10/15/201076 FR 1214JimSullivan 
12/03/201076 FR 1214EdwardRosenBank of America Merrill Lynch; Barclays Capital; BNP Paribas; Citi; Credit Agricole Corporate and Investment Bank; Credit Suisse Securities (USA);
12/22/201076 FR 1214Ex ParteCommunicationJohn Nixon (ICAP)
01/19/201176 FR 1214Ex ParteCommunicationEvolution Markets Ogilvy Government Relations
01/19/201176 FR 1214Ex ParteCommunicationTrabue Bland
01/19/201176 FR 1214Ex ParteCommunicationBarclays Capital
01/27/201176 FR 1214Ex ParteCommunicationJeffrey Sprecher (ICE) Johnathan Short (ICE)
01/31/201176 FR 1214Ex ParteCommunicationWholesale Markets Brokers' Association Americas (WMBAA)
02/04/201176 FR 1214Ex ParteCommunicationBarclays Capital, Goldman Sachs
02/04/201176 FR 1214Ex ParteCommunicationFXall, LCH Clearnet, NYSE Euronext, Rich Feuer Group