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Ex Parte Meeting for Proposed Rule 76 FR 1214

  • Title:
    Telephone Call with MarketAxess

    Ex Parte No: 637
    Date: 5/7/2012

    Meeting Date:

    Monday, May 7, 2012

    CFTC Staff:

    Mike Penick, Sayee Srinivasan, Diana Dietrich, Aaron Brodsky, Graham McCall

    Organization(s):

    MarketAxess

    External Attendees:

    Richard McVey, Nicholas Themelis, James Rucker, and Chuck Hood

    Additional Information:

    On May 7, 2012, Commission staff participated in a phone conference with representatives from MarketAxess to discuss their views on the key costs associated with the SEF rulemaking, as well as the costs likely to result from the major differences between the SEF and SB-SEF proposals.

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