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Comments for Proposed Rule 80 FR 15699

Proposed Rule  80 FR 15699  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions; Correction

Open Date: 2/25/2015
Closing Date: 3/30/2015
See also:
78 FR 68946 ,  11/15/2013  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

78 FR 75680 ,  12/12/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives

78 FR 76787 ,  12/19/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 2394 ,  1/14/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

79 FR 3547 ,  1/22/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions;  Correction

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 37973 ,  7/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 58365 ,  9/29/2015  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

81 FR 91454 ,  12/16/2016  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

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02/24/201680 FR 58365Ex ParteCommunicationFIA; Delta Strategies; Deutsche Bank Securities; FIA PTG; RGM Advisors
07/28/201680 FR 58365Ex ParteCommunicationBlackRock


Goldman Sachs Asset Management (GSAM)


Securities Industry and Financial Markets Association Asset Management Group (SIFMA AMG)


Norton Rose Fulbright
01/12/201580 FR 200TedSchultzTeam Marketing Alliance, LLC
01/14/201580 FR 200JohnMathewsMidwest Grain LLC
01/15/201580 FR 200TerrenceLinnThe Linn Group
01/15/201580 FR 200KaseyNashUnited Farmers Mercantile Cooperative; Red Oak, IA
01/15/201580 FR 200NathanMangoldAdvance Trading, Inc. I help farmers and commercials companies with hedging their grain risk.
01/15/201580 FR 200JohnGraversonRay Carroll County Grain Growers, Inc
01/15/201580 FR 200JudyBaldwinThe Andersons, Inc.
01/15/201580 FR 200ThomasMadruKokomo Grain Company, Inc. P O Box 745 Kokomo, IN 46903