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Ex Parte Meeting for Proposed Rule 78 FR 68946

  • Title:
    Meeting with SIFMA AMG

    Ex Parte No: 1180
    Date: 7/28/2016

    Meeting Date:

    Thursday, July 28, 2016

    CFTC Staff:

    Vincent A. McGonagle

    Steve Sherrod

    Riva Adriance

    Mark Fajfar



    Goldman Sachs Asset Management (GSAM)

    Securities Industry and Financial Markets Association Asset Management Group (SIFMA AMG)

    Norton Rose Fulbright

    External Attendees:

    Richard Ostrander (BlackRock)

    Sachiyo Sakemi (BlackRock)

    Wendy Yun (Goldman Sachs Asset Management)

    Laura Martin (SIFMA Asset Management Group)

    Terry Arbit (Norton Rose Fulbright)

    Additional Information:

    Discussion of SIFMA AMG comments on Aggregation of Positions proposed rule, focusing on commodity pools and substantially identical trading.

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