Meeting Date:
Tuesday, March 31, 2015
CFTC Staff:
Stephen Kane, David Aron
Organization(s):
Investment Company Institute (ICI)
External Attendees:
David Blass (ICI)
Jennifer Choi (ICI)
Lisa Bloomberg (OppenheimerFunds, Inc.)
Sean Ryan (OppenheimerFunds, Inc.)
Obi Akunwafor (OppenheimerFunds, Inc.)
Hilary Coral (Franklin Templeton Investments)
Steve Gianelli (Putnam Investments)
Predrag Rogic (T. Rowe Price)
Bill Thum (The Vanguard Group)
Federal Reserve Board of Governors (FRB)
Office of the Comptroller of the Currency (OCC)
Federal Deposit Insurance Corporation (FDIC)
Federal Housing Finance Agency (FHFA)
Farm Credit Administration (FCA)
Additional Information:
This call was to cover issues with staff of Prudential Regulators that had already being covered with CFTC in an in-person meeting on March 6, 2015 (separately listed). Since some CFTC staff dialed into the call, it is hereby reported as well.
