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Ex Parte Meeting for Proposed Rule 79 FR 68140

  • Title:
    Meeting with Investment Adviser Association

    Ex Parte No: 859
    Date: 1/12/2015

    Meeting Date:

    Monday, January 12, 2015

    CFTC Staff:

    Tom Smith, Amanda Olear, Erik Remmler, Katie Driscoll


    Investment Adviser Association (IAA), Invesco, K&L Gates

    External Attendees:

    Karen Barr (IAA), Monique Botkin (IAA), Theresa Brunsman (Invesco), Cary Meer (K&L Gates)

    Additional Information:

    Participants discussed proposed amendment to Regulation 1.35, Records of Commodity Interest and Related Cash or Forward Transactions.

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