Meeting Date:
Friday, June 28, 2013
CFTC Staff:
Gary Gensler
Ryne Miller
Laura Badian
Mark Fajfar
Stephanie Allen
Eric Juzenas
Carlene Kim
Organization(s):
External Attendees:
Keith Bailey, Managing Director, Market Structure, Barclays Bank Plc
Kenneth E. Bentsen, Jr., President, SIFMA
Kyle Brandon, Managing Director, Director of Research, SIFMA
Christine Calarco, Senior Vice President, Global Markets Regulatory Change Manager, HSBC
Bradley Edgell, Managing Director, Federal Government Affairs, SIFMA
James Hill, Managing Director, Morgan Stanley
Angie Karna, Managing Director, Legal, Nomura
Annette Nazareth, Partner, Davis Polk & Wardwell LLP
Tom Riggs, General Counsel, Goldman Sachs
Gabriel Rosenberg, Associate, Davis Polk & Wardwell LLP
Joseph Halwax, Senior Vice President, Northern Trust Corporation
Additional Information:
Discussed cross-border implementation and phasing issues. Also discussed factors relevant to application of principle place of business concept to collective investment vehicles.
