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Ex Parte Meeting for Proposed Rule 75 FR 3281

  • Title:
    Meeting to discuss Segregation of Customer Collateral (LSOC)

    Ex Parte No: 701
    Date: 8/2/2012

    Meeting Date:

    Thursday, August 2, 2012

    CFTC Staff:

    Commissioner O'Malia


    Carl Kennedy


    Aravind Menon


    Michael Canavan

    Organization(s):

    Fidelity


    Goldman Sachs Assets Management


    MFS


    PIMCO


    Vanguard


    Investment Adviser Assoc.


    ICI


    Managed Fund Association


    SIFMA AMG


    Davis Polk


    Citadel


    HBK


    T. Rowe Price

    External Attendees:

    Matt Nevins


    Wendy Yun


    Nevis Bregasi


    Tracey Jordal


    William Thum


    Karen Barr


    Sarah Bessin


    Jennifer Choi


    Jennifer Han


    Peter Ryan


    Susan Ervin


    Adam Cooper


    Kim Rozman


    Predrag Rogic

    Additional Information:

    Participants discussed the segregation of customer collateral

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