Meeting Date:
Thursday, January 5, 2012
CFTC Staff:
Scott O'Malia
Laura Gardy
JonMarc Buffa
Organization(s):
BlackRock
Davis Polk
Fidelity
GM Asset Management
Goldman Sachs Asset Management
SIFMA Asset Management Group
External Attendees:
Patricia Kuhn-BlackRock
Dan Budofsky-Davis Polk
Christine Ayotte-Brennan-Fidelity
Jim Harshaw-GM Asset Management
Wendy Yun-Goldman Sachs Asset Management
Bradley Edgell-SIFMA
Peter Ryan-SIFMA Asset Management Group
Additional Information:
Participants discussed business conduct standards as it relates to Dodd-Frank.
