Meeting Date:
Monday, August 15, 2011
CFTC Staff:
Riva Adriance, Mauricio Melara, Amir Zaidi, Rachel Berdansky, Sebastian Pujol Schott, Carlene Kim, Jane Croessmann, Steven Seitz
Organization(s):
FINRA
External Attendees:
Steve Luparello (FINRA), Gary Goldsholle (FINRA), Julie Bauer (FINRA)
Additional Information:
Participants discussed regulatory services for SEFs.