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Ex Parte Meeting for Proposed Rule 76 FR 1214

  • Title:
    Meeting with FINRA

    Ex Parte No: 655
    Date: 8/15/2011

    Meeting Date:

    Monday, August 15, 2011

    CFTC Staff:

    Riva Adriance, Mauricio Melara, Amir Zaidi, Rachel Berdansky, Sebastian Pujol Schott, Carlene Kim, Jane Croessmann, Steven Seitz

    Organization(s):

    FINRA

    External Attendees:

    Steve Luparello (FINRA), Gary Goldsholle (FINRA), Julie Bauer (FINRA)

    Additional Information:

    Participants discussed regulatory services for SEFs.

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