Font Size: AAA // Print // Bookmark

Ex Parte Meeting for Proposed Rule 75 FR 80638

  • Title:
    Meeting with Morgan Stanley

    Ex Parte No: 639
    Date: 3/9/2011

    Meeting Date:

    Wednesday, March 9, 2011

    CFTC Staff:

    Michael Dunn, Robert Cashdollar, and John Dunfee

    Organization(s):

    Morgan Stanley

    External Attendees:

    Michael Stein, James Hill, Soo-Mi Lee, William McCoy, Rick Ostrander, and John Neary

    Additional Information:

    On March 9, 2011, at 11am, a meeting was held with Morgan Stanley in which they presented concerns regarding business conduct standards, SEFs, and real time reporting.

AttachmentEdit
No records to display.