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Ex Parte Meeting for Proposed Rule 76 FR 1214

  • Title:
    Meeting with a number of pension funds

    Ex Parte No: 628
    Date: 2/15/2011

    Meeting Date:

    Tuesday, February 15, 2011

    CFTC Staff:

    Michael Dunn, Jason Gizzarelli, Robert Cashdollar, and John Dunfee

    Organization(s):

    Winston & Strawn LLP, United Technologies, U.S. Steel & Carnegie Pension Fund, NISA Investment Advisors, Skadden, Arps, American Benefits Council, and the Committee on Investment of Employee Benefit Assets (CIEBA)

    External Attendees:

    Peter Malyshev, Charles Vanvleet, Kent Mason, Sharon Cassidy, James Harshaw, William Donovan, Mark Young, Ken Porter, and Bella Sanevich.

    Additional Information:

    On February 15, 2011, at 10am, a meeting was held with a number of pension funds in which they presented concerns regarding SEF registration, business conduct standards, and real time reporting.

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