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Ex Parte Meeting for Proposed Rule 76 FR 7976

  • Title:
    Meeting with Equinox

    Ex Parte No: 603
    Date: 7/20/2011

    Meeting Date:

    Wednesday, July 20, 2011

    CFTC Staff:

    Commissioner Dunn, Robert Cashdollar and Jason Gizzarelli

    Organization(s):

    Equinox, Dechert LLP

    External Attendees:

    Equinox Fund Management
    John Pallat, Director of Product Management
    Robert J. Enck, President & CEO
    Philip Liu, General Counsel
     
    Dechert LLP
    M. Holland West, Partner
    Matthew K. Kerfoot, CounselOTC swaps and trade integrity.

    Additional Information:

    On July 20, 2011 at 9:00 am, representative from Equinox Fund Management came in to talk about proposed amendments to CFTC Rule 4.5.

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