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Ex Parte Meeting for Proposed Rule 75 FR 67642

  • Title:
    Meeting with FIA

    Ex Parte No: 602
    Date: 7/20/2011

    Meeting Date:

    Wednesday, July 20, 2011

    CFTC Staff:

    Commissioner Dunn, Robert Cashdollar and Jason Gizzarelli

    Organization(s):

    FIA, Goldman Sachs, Bank of America Merrill Lynch, Credit Suisse, UBS, RJ O'brien & Assoc., MF Global

    External Attendees:

    Michael Dawley, Chairman, FIA and Managing Director Goldman Sachs
    Jeff Jennings, FIA Executive Committee Member and Managing Director Head of Global Listed Derivatives, Credit Suisse
    Maureen Burke, Director, Bank of America Merrill Lynch
    Greg Hardiman, Executive Director, UBS
    Eric  Gurdian, Global Treasurer, RJ O’Brien & Associates
    Edith Obrien, Assistant Treasurer, MF Global
    Barbara Wierzynski, FIA

    Additional Information:

    On July 20, 2011 at 1:30 pm, representatives from the Futures Industry Association came in to talk about Rule 1.25 and in-house transactions.

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