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Ex Parte Meeting for Proposed Rule 76 FR 1214

  • Title:
    Meeting with Bloomberg

    Ex Parte No: 585
    Date: 4/30/2012

    Meeting Date:

    Monday, April 30, 2012

    CFTC Staff:

    Mike Penick, Sayee Srinivasan, Mark Higgins, Diana Dietrich, Aaron Brodsky, and Somi Seong.

    Organization(s):

    External Attendees:

    Ben MacDonald (Bloomberg), George Harrington (Bloomberg), Joe Zangri (Bloomberg), Greg Dumark (Bloomberg), Greg Babyak (Bloomberg), and George Baker (Williams and Jensen).

    Additional Information:

    On April 30, 2012, Commission staff participated in a phone conference with representatives from Bloomberg to discuss the expected costs of establishing and operating a SEF.  Bloomberg also discussed several other variables that could impact the costs associated with the Commission’s proposed SEF rulemaking, including harmonization between the SEC and the Commission.

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