Meeting Date:
Thursday, February 16, 2012
CFTC Staff:
Rick Shilts, David Van Wagner, Bella Rozenberg, Sebastian Pujol Schott, Nadia Zakir, Amir Zaidi
Organization(s):
ICAP, Patton Boggs
External Attendees:
Stuart Wexler (ICAP), Lisa Desimone (ICAP), Caroline Arnold (ICAP), Chris Ferreri (ICAP), Dan Cleaves (ICAP), Ed Brown (ICAP), Pat McCarty (ICAP), Steve Cooper (ICAP), Sean Murphy (ICAP), Arthur D'Arcy (ICAP), John Nixon (ICAP), Micah Green (Patton Boggs)
Additional Information:
Participants discussed SEF execution methods, whether hybrid and/or voice brokerage operations are permissible under the Dodd-Frank Act, voice brokerage trading protocols (e.g., work-ups and right of first refusals), and SEF compliance issues. The CFTC staff were given a tour of ICAP's operations.
