Meeting Date:
Thursday, February 16, 2012
CFTC Staff:
David Van Wagner, Bella Rozenberg, Sebastian Pujol Schott, Nadia Zakir, Amir Zaidi
Organization(s):
Wholesale Market Brokers' Association, BGC, Tullett Prebon, ICAP, GFI, Patton Boggs
External Attendees:
Jeff Letzler (BGC), Shawn Bernardo (Tullett Prebon), Chris Ferreri (ICAP), Michael Cosgrove (GFI), Chris Giancarlo (GFI), Bill Shields (GFI), Micah Green (Patton Boggs)
Additional Information:
Participants discussed SEF execution methods, whether hybrid and/or voice brokerage operations are permissible under the Dodd-Frank Act, voice brokerage trading protocols (e.g., work-ups and right of first refusals), and SEF compliance issues.
