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Ex Parte Meeting for Proposed Rule 75 FR 63732

  • Title:
    Meeting with Nomura

    Ex Parte No: 575
    Date: 12/9/2010

    Meeting Date:

    Thursday, December 9, 2010

    CFTC Staff:

    Michael Dunn, Jason Gizzarelli, Robert Cashdollar, and John Dunfee

    Organization(s):

    Nomura

    External Attendees:

    Heather Wingate, Anrie Karna, Peter Hornick, Gary Mandelblatt, and Julie Herrera

    Additional Information:

    On December 9, 2010, at 8:30 am, a meeting was held with Nomura in which they presented concerns regarding clearinghouse ownership, governance, and conflicts of interest.

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