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Ex Parte Meeting for Proposed Rule 76 FR 1214

  • Title:
    Meeting with GFI

    Ex Parte No: 546
    Date: 3/14/2012

    Meeting Date:

    Wednesday, March 14, 2012

    CFTC Staff:

    Rick Shilts, Nancy Markowitz, Tom Leahy, Bella Rozenberg, Amir Zaidi, Laurie Gussow, George Pullen, Jason Shafer

    Organization(s):

    GFI, Katten Muchin

    External Attendees:

    Scott Pintoff (GFI), Dan Glatter (GFI), William Shields (GFI), Jerry Dobner (GFI), Michael Cosgrove (GFI), Ross Pazzol (Katten Muchin)

    Additional Information:

    Participants discussed SEF execution methods and voice brokerage, workups, block trades, access provisions, and real time reporting issues.

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