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Ex Parte Meeting for Proposed Rule 76 FR 4752

  • Title:
    Meeting with Securities Industry and Financial Markets Association Asset Management Group ("SIFMA AMG")

    Ex Parte No: 520
    Date: 8/2/2011

    Meeting Date:

    Tuesday, August 2, 2011

    CFTC Staff:

    Michael Dunn
    Jason Gizzarelli
    Robert Cashdollar
    John Dunfee

    Organization(s):

    SIFMA AMG
    Goldman Sachs
    Vangaurd
    J.P. Morgan
    Fidelity
    PIMCO

    External Attendees:

    William Thum (Vanguard)
    Wendy Yum (Goldman Sachs)
    Peter Bonanno (Goldman Sachs)
    Jonathan Morrill (J.P. Morgan)
    David Mitchell (Fried, Frank, Harris, Shriver & Jacobson)
    Matthew Nevins (Fidelity)
    Michael Drayo (Vanguard)
    Timothy Cameron (SIFMA AMG)
    Kevin Broadwater (PIMCO)

    Additional Information:

    Participants discussed a comment letter submitted June 20, 2011, regarding the Commission's proposed rules regarding position limits.

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