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Ex Parte Meeting for Proposed Rule 76 FR 1214

  • Title:
    Meeting with NFA

    Ex Parte No: 465
    Date: 12/13/2011

    Meeting Date:

    Tuesday, December 13, 2011

    CFTC Staff:

    Rick Shilts


    Nancy Markowitz


    Bella Rozenberg


    Amir Zaidi


    Nhan Nguyen

    Organization(s):

    NFA

    External Attendees:

    Ed Dasso (NFA)


    Ken Haase (NFA)

    Additional Information:

    Participants discussed SEF regulatory compliance issues.

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