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Ex Parte Meeting for Proposed Rule 76 FR 29818

  • Title:
    Meeting with LSTA/LMA

    Ex Parte No: 455
    Date: 11/16/2011

    Meeting Date:

    Wednesday, November 16, 2011

    CFTC Staff:

    David Aron


    Kathy Banar


    Lee Ann Duffy


    Julian Hammar


    Steve Kane


    Neal Kumar


    Ken McCracken

    Organization(s):

    The Loan Syndications and Trading Association (LSTA)


    Loan Market Association (LMA)


    Wilmer Hale LLP (Wilmer Hale)


    Richards, Kibbe & Orbe (Richards Kibbe)

    External Attendees:

    Elliot Ganz (LSTA)


    Meredith Coffey (LSTA)


    Tess Felfe (LSTA)


    Justin Conway, (LMA)


    Mike Johnstone (LMA)


    Yoon-Young Lee (Wilmer Hale)


    Jennifer Grady (Richards Kibbe)


    Leah Drennan (SEC)


    Donna Chambers (SEC)


    Amy Starr (SEC)

    Additional Information:

    Participants discussed the guidance regarding loan participations in the proposing release, and LSTA/LMA's proposed alternative criteria for loan participations.

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