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Ex Parte Meeting for Proposed Rule 76 FR 58176

  • Title:
    Regional Bank Swap Dealers

    Ex Parte No: 422
    Date: 10/25/2011

    Meeting Date:

    Tuesday, October 25, 2011

    CFTC Staff:

    Gary Gensler


    Sarah Josephson


    Tim Karpoff


    Dan Berkovitz


    Mark Higgins


    Dhaval Patel

    Organization(s):

    Regional Bank Swap Dealers

    External Attendees:

    James Bernier, PNC Financial Services


    Thomas Bott, PNC Capital Markets


    Todd English, PNC Capital Markets


    Stephen Randle, Fifth Third Bank


    Richard Holmes, Fifth Third Bank


    Eric Rizzo, Fifth Third Bank


    Douglas Harris, Promontory Financial Group, LLC

    Additional Information:

    Implementation of clearing and trading requirements, use of FCMs, connectivity, use of vendors, data reporting, margin for uncleared swaps, documentation of credit support arrangements.

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