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Ex Parte Meeting for Proposed Rule 75 FR 76666

  • Title:
    Telephone Call re Ability and Cost of Complying with Proposed Amended 1.35(a) and Proposed 23.202

    Ex Parte No: 404
    Date: 10/13/2011

    Meeting Date:

    Thursday, October 13, 2011

    CFTC Staff:

    David Aron


    Frank Fisanich


    Peter Kals


    Charles McCarty


    Elizabeth Miller


    Bob Pease

    Organization(s):

    Compliant Phones

    External Attendees:

    Ian Hook (Compliant Phones)


    Paul Desbois (Compliant Phones)

    Additional Information:

    Discussion of the ability and cost of complying with proposed oral recordkeeping requirements in proposed amended Regulation 1.35(a) and proposed Regulation 23.202.

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