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Ex Parte Meeting for Proposed Rule 76 FR 4752

  • Title:
    Mann Investments

    Ex Parte No: 400
    Date: 6/23/2011

    Meeting Date:

    Thursday, June 23, 2011

    CFTC Staff:

    Steve Sherrod


    B. Salman Banaei


    Steve Kane


    Hannah Ropp

    Organization(s):

    External Attendees:

    Arthur Hahn, Katten Muchin Rosenman LLP
    Richard Berliand, Consultant, Man Investments
    Murray Steel, AHL Global Head of Trade Execution
    Jonathon Field, AHL Head of Trading Analytics
    Greg O'Connor. Head of Group Policy (Man)
    John Rowsell, Managing Director, Man Investments USA

    Additional Information:

    Participants discussed the proposed aggregation policy and the elimination of the independent account controller exemption to the Commission's current aggregation rules.

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