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Ex Parte Meeting for Proposed Rule 76 FR 27802

  • Title:
    Meeting with Macquarie

    Ex Parte No: 394
    Date: 10/4/2011

    Meeting Date:

    Tuesday, October 4, 2011

    CFTC Staff:

    Tom Smith


    Gary Barnett


    Carl Kennedy


    Thelma Diaz

    Organization(s):

    Macquarie Holdings (U.S.A) Inc. (MH)


    Macquarie Group (MG)


    Macquarie Group Limited (MGL)


    Sullivan & Cromwell

    External Attendees:

    Michelle Broom (MH)


    Kathleen Hahn (MH)


    Gus Wong (MG)


    Stuart Dyson (MGL)


    Cameron Peterson (MGL) -- by phone


    David Gilberg (Sullivan and Cromwell) -- by phone

    Additional Information:

    Representatives of Macquarie and their counsel discussed issues raised by Macquarie Group Limited in its comment letter filed with the Commission, specifically with regard to extraterritorial application of proposed capital requirements for swap dealers.

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