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Ex Parte Meeting for Proposed Rule 76 FR 27802

  • Title:
    Meeting with Shell representatives

    Ex Parte No: 392
    Date: 10/5/2011

    Meeting Date:

    Wednesday, October 5, 2011

    CFTC Staff:

    Gary Gensler


    Sarah Josephson


    Ananda Radhakrishnan


    Tom Smith


    Thelma Diaz

    Organization(s):

    Shell Energy N.A.


    Shell Oil

    External Attendees:

    Frans Everts (Shell Energy North America)


    Bob Reilley (Shell Energy North America)


    Tom Michels (Shell Oil)

    Additional Information:

    Discussion focused on proposed capital requirements for swap dealers, and also included some discussion regarding position limits, sequencing, extraterritoriality, and chief compliance officer requirements.

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