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Ex Parte Meeting for Proposed Rule 75 FR 80638

  • Title:
    Conference Call with Andrew Kalotay Associates, Inc.

    Ex Parte No: 369
    Date: 9/7/2011

    Meeting Date:

    Wednesday, September 7, 2011

    CFTC Staff:

    Phyllis Cela


    Ted Kneller

    Organization(s):

    Andrew Kalotay Associates, Inc.

    External Attendees:

    Thomas Eady (SEC)


    Lourdes Gonzalez (SEC)


    Jack McWilliams (SEC)


    Cindy Oh (SEC)


    Mary Simpkins (SEC)


     
    Andrew Kalotay

    Additional Information:

    Mr. Kalotay discussed industry practices regarding municipal issuers use of bonds and interest rate swaps, including the selection of swap advisors and issues regarding conflicts of interest and independence.