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Ex Parte Meeting for Proposed Rule 75 FR 63732

  • Title:
    Meeting with Better Markets

    Ex Parte No: 331
    Date: 7/29/2011

    Meeting Date:

    Friday, July 29, 2011

    CFTC Staff:

    Alicia Lewis
    Dan Berkovitz
    Lois Gregory
    Andrea Musalem
    Jordan O'Regan
    Nancy Doyle
    Peter Kals
    Christopher Hower

    Organization(s):

    Better Markets, Inc.

    External Attendees:

    Dennis Kelleher
    Wallace Turbeville

    Additional Information:

    Participants discussed the proposed requirements to mitigate conflicts of interest in Derivatives Clearing Organizations, Designated Contracts Markets, and Swap Execution Facilities.  In particular, participants discussed a comment letter received from Better Markets on November 17, 2010.   Staff invited Better Markets to submit an additional comment letter further detailing the indirect means of influence that Better Markets has observed in the derivatives markets.

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