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Ex Parte Meeting for Proposed Rule 75 FR 80174

  • Title:
    Meeting with Chatham Financial

    Ex Parte No: 305
    Date: 7/6/2011

    Meeting Date:

    Wednesday, July 6, 2011

    CFTC Staff:

    Mark Fajfar

    Organization(s):

    Chatham Financial

    External Attendees:

    Sam Peterson (Chatham Financial)

    Additional Information:

    This brief discussion concerned the ECP definition:  the scope of the issues raised in comments about the application of the swaps policy statement to the ECP definition, and whether persons could gain ECP status by being advised with respect to swaps by an introducing broker or commodity trading adviser.

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