Font Size: AAA // Print // Bookmark

Ex Parte Meeting for Proposed Rule 76 FR 27802

  • Title:
    Meeting with UBS

    Ex Parte No: 304
    Date: 7/7/2011

    Meeting Date:

    Thursday, July 7, 2011

    CFTC Staff:

    Ananda Radhakrishnan


    Tom Smith


    Thelma Diaz


    Beverly Loew


    Jacqueline Mesa

    Organization(s):

    UBS AG


    UBS Americas LLC


    UBS Securities LLC

    External Attendees:

    Richard Ribbentrop (UBS Americas Inc)


    Patrick Vanavan (UBS Securities LLC)


    David Rosen (UBS AG)


    Paul Hamill (UBS)


    Darryll Hendricks (UBS Securities LLC)


    Andrew Shaw (UBS)


    David Kelly (UBS AG)

    Additional Information:

    Representatives of UBS summarized points in attached document.

AttachmentEdit
ubsdoc_914.pdf