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Ex Parte Meeting for Proposed Rule 76 FR 4752

  • Title:
    Meeting with FIA

    Ex Parte No: 290
    Date: 6/23/2011

    Meeting Date:

    Thursday, June 23, 2011

    CFTC Staff:

    Steve Sherrod

    Organization(s):

    FIA organized a group including:
    Fried Frank
    GETCO
    MF Global
    Deutsche Bank
    Citi
    MF Global
    UBS
    R.J. O’Brien and Associates
    Richard Berliand Limited
    Morgan Stanley
    Katten Muchin

    External Attendees:

    Arthur Hahn
    Artie McCoy
    Najib Lamhaouar
    Richard Berliand
    Matthew Rees
    Greg Hardiman
    Dennis Klejna
    Bill Metzger
    Athanassios Diplas
    Laurie Ferber
    Elizabeth King
    David Mitchell

    Additional Information:

    The group discussed the proposed position limits, with a focus on timing of implementation and account aggregation provisions.

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