Meeting Date:
Thursday, June 9, 2011
CFTC Staff:
Phyllis Cela
Tim Karpoff
Katie Driscoll
Erik Remmler
Vivek Jain
Michael Solinsky
Barry McCarty
Ted Kneller
Organization(s):
Securities Industry and Financial Markets Association (“SIFMA”)
Goldman Sachs
Morgan Stanley
Nomura
Deutsche Bank
External Attendees:
Lourdes Gonzalez (SEC)
Cindy Oh (SEC)
Joanne Rutkowski (SEC)
Ed Rosen (Cleary Gottlieb)
Brick Susko (Cleary Gottlieb)
David Taub (McDermott Will & Emery)
John Vitha (Goldman Sachs)
Alan Wilmit (Goldman Sachs)
Richard Ostrander (Morgan Stanley)
Kyle Brandon (SIFMA)
Craig Griffith (SIFMA)
Jeremy Simon (SIFMA)
Michael Decker (SIFMA)
Bradley Edgell (SIFMA)
Angie Karna (Nomura)
Marcelo Riffaud (Deutsche Bank)
Anthony Cicia (Morgan Stanley)
Additional Information:
The external attendees made some drafting suggestions related to their written comments on the proposed External Business Conduct Standards rules and further discussed the views expressed in the SIFMA/ISDA February 17 comment letter.
