Meeting Date:
Thursday, April 14, 2011
CFTC Staff:
Eileen Donovan
Lee Ann Duffy
Mark Fajfar
Sarah Josephson
Jim Moser
Steven Seitz
Paul Schlichting
Organization(s):
Washington Analysis (WA)
Atlanta Capital Management (Atlanta)
Conatus Capital (Conatus)
JP Morgan
Millennium Partners (Millenium)
Pyramis Global Advisors (Pyramis)
Wellington Asset Management (Wellington)
U.S. Securities and Exchange Commission (SEC)
External Attendees:
Sam Leaman (WA)
Ryan Schoen (WA)
Tim VandenBerg (WA)
Richard England (WA)
Rob Walton (Atlanta)
Jonathan Liew (Conatus)
Steve Wharton (JP Morgan)
Scott Evans (Millenium)
Will Seddon (Pyramis)
Laura LaBash (Wellington)
Peter Curley (SEC)
Additional Information:
The meeting took place at the offices of the CFTC in Washington, D.C. Tim VandenBerg (WA), Richard England (WA), Jonathan Liew (Conatus) and Peter Curley (SEC) joined by telephone conference. CFTC and SEC staff answered questions from the external attendees regarding the status of various rulemakings, including those related to clearing and infrastructure, standardization, margin and capital for uncleared trades, phasing and implementation, cross-margining of futures and swaps and rules not yet proposed.
