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Ex Parte Meeting for Orders and Other Announcements 87 FR 48092

  • Title:
    Meeting with NFA

    Ex Parte No: 1748
    Date: 11/8/2022

    Meeting Date:

    Tuesday, November 8, 2022

    CFTC Staff:

    Summer Mersinger

    JonMarc Buffa

    Elizabeth Mastrogiacomo

    Terry Arbit

    Organization(s):

    National Futures Association (NFA)

    External Attendees:

    Mike Otten (NFA)

    Dale Spoljaric (NFA)

    Regine Thoele (NFA)

    Kathleen Clapper (NFA) 

    Additional Information:

    Discussed proposed order and request for comment re. a capital comparability determination for the Financial Services Agency of Japan.

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