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Ex Parte Meeting for Proposed Rule 84 FR 69664

  • Title:
    Meeting with Nomura

    Ex Parte No: 1707
    Date: 7/14/2020

    Meeting Date:

    Tuesday, July 14, 2020

    CFTC Staff:

    Dan Bucsa

    Terry Arbit

    Organization(s):

    Nomura Global Financial Products Inc.

    External Attendees:

    Patrick McGarry (Nomura)                                                            

    Angie Karna (Nomura)                                                            

    Meghan Sullivan (Nomura)

    Additional Information:

    Discussion of issues in swap dealer capital proposed rulemaking, including minimum capital requirement, model approval, and substituted compliance. 

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