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Ex Parte Meeting for Proposed Rule 84 FR 69664

  • Title:
    Meeting with Nomura

    Ex Parte No: 1702
    Date: 7/1/2020

    Meeting Date:

    Wednesday, July 1, 2020

    CFTC Staff:

    Dawn Stump

    Dan Bucsa

    Terry Arbit

    Elizabeth Mastrogiacomo

    Organization(s):

    Nomura Global Financial Products Inc.

    External Attendees:

    James DeNaut (Nomura)                                                         

    Steven Aloupis (Nomura)                                                           

    Eugene Chiulli (Nomura)                                                           

    Patrick McGarry (Nomura)                                                           

    Angie Karna (Nomura)                                                           

    Randall Ross (Nomura)                                                           

    Christy Schaffner (Nomura)                                                           

    Meghan Sullivan (Nomura)

    Additional Information:

    Discussion of issues in swap dealer capital proposed rulemaking, including minimum capital requirement and substituted compliance.

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