Meeting Date:
Tuesday, June 30, 2020
CFTC Staff:
Amanda Olear, Deputy Director
Pamela Geraghty, Associate Director
Chang Jung, Special Counsel
Elizabeth Groover, Special Counsel
Suzanne Dabage, DSIO Intern
Organization(s):
National Futures Association
External Attendees:
National Futures Association (NFA) Representatives:
Regina Thoele, Senior Vice President, Compliance
Maria McHenry, Associate Director, Promotional Material &
Disclosure Documents
Christine Roche, Associate Director, Financial Analysis &
Surveillance
Additional Information:
CFTC staff met with
senior representatives from NFA to discuss the Commission's Form CPO-PQR,
commenter reactions to the recent NPRM revising that Form, and approaches for
staff to consider employing for the upcoming Final Rule.
