Meeting Date:
Wednesday, May 6, 2020
CFTC Staff:
Josh Beale
Jennifer Bauer
Thomas Smith
Rafael Martinez
Organization(s):
National Futures Association
External Attendees:
Alessandra Riccardi – Managing
Director, Capital and Risk, OTC Derivatives
Mike Otten – Vice President, OTC
Derivatives
Carol Wooding – Senior Vice
President & General Counsel
Joe Zangri – Managing
Director, Exams, OTC Derivatives
Thomas Gisonda – Managing
Director, Operations, OTC Derivatives
Additional Information:
Discussed model review/compliance period of SD Capital Rule
