Meeting Date:
Tuesday, September 30, 2014
CFTC Staff:
Comm J. Christopher Giancarlo
Jason Goggins
Amir Zaidi
Marcia Blasé
Organization(s):
Basso; Archegos; York Capital; Wellington; Apollo Investments; Maverick Capital; Fir Tree; Millennium Mgmt.;
Millennium Mgmt.; TFS; Tewksbury; Tudor; Tenor; Pershing;
Credit Suisse
External Attendees:
Howard Fischer, Jensen Ko, Jeff Weber, Nicole Conlon, Greg Hunt,
Joseph Manogue, Don McCarthy, Matthew Lillvis, Gil Raviv, Kevin Gates, John Leone, David Friedman, Dan Kochav, Tim Barefield,
Maggie Gage, Neil Sherman, Nathan Romano, Terrence Thompson
Additional Information:
Discussed Uncleared Margin proposal, general SEF Rules,
Cross Border Progress (QCCP) and CPO Issues.
