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Comment for Orders and Other Announcements 87 FR 48092

  • From: Bill Harrington
    Organization(s):
    Croatan Institute

    Comment No: 70859
    Date: 10/7/2022

    Comment Text:

    Attached please find my submission re: "CFTC Japan Swap Dealer Capital Comparability Determination.”

    My submission is joint to the CFTC and SEC re:
    The above;
    "CFTC Market Risk Advisory Committee;"
    "CFTC Collection Number 3038-011'Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants—Cross-Border Application of the Margin Requirements'";
    "CFTC Request for Information on Climate-Related Financial Risk";
    and
    "SEC File Number 4-790" (“I seek a rulemaking by the SEC that prohibits a security-based swap dealer or other entity subject to SEC regulation from predicating a security-based swap or other financial instrument subject to SEC regulation on a flip clause, walk-away, or variable subordination.")

    I submitted re: "CFTC Collection Number 3038-0111 "Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants—Cross-Border Application of the Margin Requirements" on October 4. Please see (https://comments.cftc.gov/PublicComments/CommentList.aspx?id=7300).

    I submitted re: "CFTC Market Risk Advisory Committee" on October 5. Please see (https://comments.cftc.gov/PublicComments/ViewComment.aspx?id=70811&SearchText=).


    Bill Harrington
    Senior Fellow
    Croatan Institute