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Comment for Public Information Collection 86 FR 20129

  • From: Vincent Mejia
    Organization(s):
    VMT

    Comment No: 65823
    Date: 4/27/2021

    Comment Text:

    Hello whoever this will reach,
    I want to invest for a couple of friends of mine and I don't want to do this outside the law and regulations codes. I am looking for answers online but find variations of answers to my questions. I thought reaching out to the agency itself would be my best bet.

    I know with the CFTC I can trade for others as long as it's under 15 individuals and don't promote myself to the public as a financial advisor, Is this true for the stock market as well?

    Can you please advise me to any codes that I can reference to or if I need to register what license would I need to obtain to trade for others?

    It's only 2 people that I want to trade for not a pool.

    Thank you in advance for your help!

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