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Comment for Proposed Rule 76 FR 4752

  • From: Ex Parte Communication
    Organization(s):
    Working Group of Commercial Energy Firms

    Comment No: 56742
    Date: 3/31/2011

    Comment Text:

    Conversation at Congressional Hearing

    Thursday, March 31, 2011

    Memo from
    Berkovitz, Dan M

    CFTC Staff :
    Gary Gensler, Dan M. Berkovitz

    External Attendees :
    Jim Allison (ConocoPhillips), Michael Sweeney (Hunton & Williams), Michael Menezes (Hunton & Williams)

    Additional Information :
    During a break in a Congressional hearing, the participants discussed the timetable for the phase-in of the application of the CFTC's regulations promulgated to implement the requirements of Dodd-Frank Act, including the requirements applicable to swap dealers, and recordkeeping and real-time reporting requirements.  The participants discussed potential criteria for the CFTC to use in determining how to phase-in these requirements.  Chairman Gensler encouraged the submission of industry views on this issue.

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