Comment Text:
Meeting with UBS
Thursday, March 10, 2011
Memo from
Steiner, Jeffrey L.
CFTC Staff :
George Pullen
Tom Leahy
Carl Kennedy
Jeff Steiner
Jason Shafer
Laurie Gussow
External Attendees :
Andrew Downes (UBS)
Kirsten Salley (UBS)
Paul Hamill (UBS)
Dick Ribbentropp (UBS)
Additional Information :
On March 10, 2011, staff met with UBS to discuss the comment letter submitted by UBS to the real-time reporting notice of proposed rulemaking on February 7, 2011. The discussion was limited to the information in the letter and covered comments relating to block trade size determination, block trade time delay, categorization of swaps and liquidity issues.
