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Comment for Proposed Rule 76 FR 4752

  • From: Ex Parte Communication
    Organization(s):
    UBS

    Comment No: 56736
    Date: 3/10/2011

    Comment Text:

    Meeting with UBS

    Thursday, March 10, 2011

    Memo from
    Steiner, Jeffrey L.

    CFTC Staff :
    George Pullen
    Tom Leahy
    Carl Kennedy
    Jeff Steiner
    Jason Shafer
    Laurie Gussow

    External Attendees :
    Andrew Downes (UBS)
    Kirsten Salley (UBS)
    Paul Hamill (UBS)
    Dick Ribbentropp (UBS)

    Additional Information :
    On March 10, 2011, staff met with UBS to discuss the comment letter submitted by UBS to the real-time reporting notice of proposed rulemaking on February 7, 2011.  The discussion was limited to the information in the letter and covered comments relating to block trade size determination, block trade time delay, categorization of swaps and liquidity issues.

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