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Comment for Proposed Rule 75 FR 51429

  • From: Laura SCHISGALL
    Organization(s):

    Comment No: 55233
    Date: 11/23/2010

    Comment Text:


    Please accept this letter as a follow-up to SG's meetings on November 15th,
    as a pre-comment to the upcoming proposed rules on the definitions of "Swap
    Dealer" and "Security-based Swap Dealer" and also in response to the
    general queries about extra-territorial issues in Title VII, which are set
    forth in SEC Release No. 34-63446 (File No. S7-34-10) and CFTC Proposed
    Rules RIN 3038-AC95.

    Sincerely,

    Laura Schisgall
    Managing Director
    Head, Equities, Solutions and Equity Derivatives Legal
    Societe Generale
    1221 Avenue of the Americas
    New York, NY 10020
    phone: 212-278-5656
    mobile: 646-232-5738
    fax: 212-278-2074
    [email protected]

    (See attached file: final letter to regulators.pdf)

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