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Comment for Proposed Rule 75 FR 78185

  • From: Ex Parte Communication
    Organization(s):
    New York Portfolio Clearing

    Comment No: 47978
    Date: 8/1/2011

    Comment Text:

    Telephone Call July 28, 2011

    75 FR 178185 (Dec. 15, 2010) Information Management Requirements for Derivatives Clearing Organizations, RIN 3038-AC98

    Team VII -- DCO Core Principle Rulemaking, Interpretation & Guidance

    New York Portfolio Clearing (NYPC)
    Laura C. Klimpel, NYPC Chief Compliance Officer & Counsel
    Brian Schmidt, NYPC Risk Management
    Manoj Panjwani, DTCC Finance
    Kalin Ranov, DTCC Fixed Income and Quantitative Risk Development

    CFTC
    Phyllis Dietz, DCIO - DC
    Eileen Donovan, DCIO - DC
    Julie Mohr, DCIO - Chicago
    Jake Preiserowicz, DCIO - DC

    Topics Discussed:
    NYPC comment letter dated June 3, 2011 -- comments on implementation costs for proposed § 39.19(c)(1) (daily reporting requirements) and proposed § 39.19(c)(4)(i) (decrease in financial resources).

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