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Comment for Proposed Rule 75 FR 78185

  • From: Ex Parte Communication
    Organization(s):
    NGX

    Comment No: 45778
    Date: 6/22/2011

    Comment Text:

    Meeting with NGX

    Tuesday, June 21, 2011

    Memo from Jacob Preiserowicz


    Meeting Participants:

    NGX:
    Peter Krenkel
    Cheryl Graden
    Paul Architzel (WilmerHale)

    CFTC:
    Ananda Radhakrishnan
    Sarah Josephson
    Phyllis Dietz
    Eileen Donovan
    Lois Gregory
    John Kean
    Jonathan Lave
    Alicia Lewis
    Julie Mohr
    Anne Polaski
    Jacob Preiserowicz

    Additional info:
    Participants discussed the proposed rules on DCO financial resources, information management, general requirements, governance, conflicts of interest, risk management, and straight-through processing. The participants discussed the following specific issues, which were also addressed in NGX comment letters: composition of governing boards, use of letters of credit for a guaranty fund and as collateral, daily reporting, settlement banks, fee disclosure, and effective dates.

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